ATLASFirst Trust Small Cap Value AlphaDEX Fund (FYT): outlook, holdings and fees
First Trust Small Cap Value AlphaDEX Fund (FYT) is an exchange-traded fund and is managed by First Trust. The expense ratio is 0.72% and the yield is 2.02%. The ten largest holdings are 7% of the fund.
Fund data as of Oct 14, 2026 · Price Nov 2, 2026
ATLAS view on FYT
| Last price | $71.43 (+2.0%) |
|---|---|
| ATLAS chance of a higher price in 1 month | 54% |
| Likely 1-month range (50%) | $69.70 – $73.88 |
| Normal 1-day range (±1σ) | ±1.0% |
| Distribution yield | 2.02% |
ATLAS probabilities use the same calibrated model as every stock page. A fair value is shown for companies, not funds; the holdings below link to the fair value of each company.
FYT fund facts
| Issuer | First Trust |
|---|---|
| Theme | US small caps |
| Assets under management | $170M |
| Expense ratio | 0.72% |
| Number of holdings | 50 |
| Portfolio turnover | 114% |
| Inception | Apr 19, 2011 |
| Exchange | NASDAQ |
The fund will normally invest at least 90% of its net assets (including investment borrowings) in the securities and real estate investment trusts that comprise the index. The index is designed to select value stocks from the NASDAQ US 700 Small Cap Index TM (the base index) that may generate positive alpha, or risk-adjusted returns, relative to traditional indices through the use of the AlphaDEX® selection methodology.
FYT top holdings
| Holding | Sector | Weight |
|---|---|---|
| DXC Technology Co DXC | Technology | 0.72% |
| ASGN Inc ASGN | Technology | 0.72% |
| BKV Corporation BKV | Energy | 0.72% |
| Maximus Inc MMS | Industrials | 0.74% |
| Comstock Resources Inc CRK | Energy | 0.67% |
| Academy Sports Outdoors Inc ASO | Consumer Cyclical | 0.67% |
| Kohl's Corporation KSS | Consumer Cyclical | 0.72% |
| Harley-Davidson Inc HOG | Consumer Cyclical | 0.69% |
| Gulfport Energy Operating Corp GPOR | Energy | 0.65% |
| NMI Holdings Inc NMIH | Financial Services | 0.71% |
Holdings with an ATLAS page link to their probability range, fair value and earnings calendar.
FYT sector breakdown
| Sector | Weight |
|---|---|
| Financial Services | 22.9% |
| Consumer Cyclicals | 12.8% |
| Industrials | 12.0% |
| Energy | 11.0% |
| Real Estate | 9.2% |
| Technology | 7.7% |
| Consumer Defensive | 7.2% |
| Healthcare | 6.8% |
| Basic Materials | 5.2% |
| Communication Services | 3.0% |
| Utilities | 2.2% |
By region: North America 98.3%, Latin America 1.7%.
FYT returns and risk
| Year to date | +21.9% |
|---|---|
| 1 year | +22.8% |
| 3 years (annualised) | +15.7% |
| 5 years (annualised) | +7.3% |
| 10 years (annualised) | +10.2% |
| Volatility (3 years) | 19.3% |
| Sharpe ratio (3 years) | 0.55 |
Past returns do not guarantee future results.
FYT: frequently asked questions
What does FYT invest in?
First Trust Small Cap Value AlphaDEX Fund invests in a portfolio of securities. Its largest holdings are DXC Technology Co (0.7%), ASGN Inc (0.7%), BKV Corporation (0.7%), Maximus Inc (0.7%), Comstock Resources Inc (0.7%).
What is the FYT expense ratio?
0.72% a year: about $72.00 for every $10,000 invested.
What is the FYT dividend yield?
2.02%. ATLAS does not hold the exact distribution dates for ETFs.
Will FYT go up?
Nobody can know. The ATLAS model puts the chance of a higher price in one month at 54%, with a likely range (50%) of $69.70 to $73.88 from $71.43 today. It is a probability, not a prediction.
How has FYT performed?
Year to date +21.9%, one year +22.8%, three years +15.7% a year, five years +7.3% a year. Past returns do not guarantee future results.
Similar ETFs: US small caps
Educational information, not investment advice. Disclaimer